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Mutual Security Act
Results: 288

#	Item
61	INITIAL DECISION RELEASE NO. 670 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-17 12:37:58 Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Form 10-K Security Securities and Exchange Commission Finance Financial regulation Mutual fund scandal SEC filings Government Securities Exchange Act
62	Testimony Before the ERISA Advisory Council “Pros and Cons on 401(k) Rollovers” John A. Turner Pension Policy Center Bruce W. Klein Pension Policy Center Add to Reading List Source URL: www.dol.gov Language: English - Date: 2014-07-02 10:19:12 Financial services Internal Revenue Code Pension 401 Defined contribution plan Employee Retirement Income Security Act Individual retirement account Thrift Savings Plan Mutual fund Investment Financial economics Individual Retirement Accounts
63	Three affiliated with employers mutual arrested for operating bogus health insurance provider Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:08:59 Employment compensation Financial institutions Institutional investors Employee Retirement Income Security Act Health insurance Employee benefit Mutual insurance Insurance Types of insurance Financial economics
64	Microsoft Word[removed] Add to Reading List Source URL: naic.org Language: English - Date: 2014-09-10 13:02:32 Internal Revenue Code Employment compensation Employee Retirement Income Security Act 401 Mutual fund Pension Annuity Financial economics Investment Financial services
65	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-12-12 17:46:19 76th United States Congress United States securities law SEC filings Security Investment Advisers Act Securities Exchange Act Mutual fund U.S. Securities and Exchange Commission Investment Company Act Financial economics Investment Finance
66	Case 1:14-cv[removed]XXXX Document 1 Entered on FLSD Docket[removed]Page 1 of 12 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 16:18:19 Finance 73rd United States Congress United States Securities and Exchange Commission Securities Investor Protection Corporation Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Mutual fund Security Financial economics United States securities law Investment
67	401(k) Plan Disclosure Form Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 11:58:16 Financial services Funds Mutual fund fees and expenses Expense ratio Management fee Fee Pension Employee Retirement Income Security Act Collective investment scheme Financial economics Investment Finance
68	Decision and Reasons (Misconduct[removed]Re: Ayokunnu Are Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-10-23 16:05:06 Securities Act Respondent Appeal Law Mutual Fund Dealers Association Security
69	ABC Plan 401(k) Plan Fee Disclosure Form For Services Provided by [Company Name](1) Add to Reading List Source URL: www.dol.gov Language: English - Date: 2004-11-08 11:47:10 Financial services Mutual fund fees and expenses Fee Expense ratio Management fee Employee Retirement Income Security Act Collective investment scheme Pension Life insurance Financial economics Investment Finance
70	Microsoft Word[removed] Add to Reading List Source URL: www.naic.org Language: English - Date: 2014-09-10 13:02:32 Internal Revenue Code Employment compensation Employee Retirement Income Security Act 401 Mutual fund Pension Annuity Financial economics Investment Financial services

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